Anti-Money Laundering

Marquette Capital Bank Inc, has implemented an enterprise-wide Anti-Money Laundering (AML) compliance program, which covers all of its subsidiaries and affiliates, and is reasonably designed to comply with applicable laws and regulations.

Should you or your institution require general information about Marquette Capital Bank’s AML compliance program, please see the following:

Marquette Capital Bank Anti-Money Laundering (AML) and Counter-Terrorist Financing Policy Statement

Crime has a destructive and devastating effect on the communities in which we operate. Safeguarding the global financial system is critically important for the economic and national security of the jurisdictions in which we operate. Accordingly, it is the policy of Marquette Capital Bank to take all reasonable and appropriate steps to prevent persons engaged in money laundering, fraud, or other financial crime, including the financing of terrorists or terrorist operations, (hereinafter collectively referred to as “money laundering”) from utilizing Marquette Capital Bank products and services. Compliance with both the letter and the spirit of the anti-money laundering regulatory regimes in the countries and jurisdictions in which Marquette Capital Bank operates is one way the Bank works to achieve this policy.

Marquette Capital Bank AML Compliance Program

Marquette Capital Bank has developed an Anti-Money Laundering Compliance Program to comply with applicable laws and regulations. Please click the following link to view and/or print a letter from Marquette Capital Bank’s Global Financial Crimes Compliance Executive.

Marquette Capital Bank AML Questionnaire

Marquette Capital Bank has also prepared an AML Questionnaire, based on Wolfsberg’s publication of the Banker’s Almanac AML Questionnaire, for use by any financial institution that requires more detailed information about Marquette Capital Bank’s AML compliance program. Please click below to view/print the questionnaire.

Patriot Act Certification

Marquette Capital Bank has prepared a global certification for use by any financial institution that requires a Patriot Act Certification (PAC) for a Marquette Capital Bank foreign entity. Please click the below link to view/print our Patriot Act Certification.

Marquette Capital Bank Economic Sanctions Compliance Program

Marquette Capital Bank has developed an Economic Sanctions Program to comply with applicable laws and regulations. Please click the following link to view and/or print a letter from Marquette Capital Bank’s Global Economic Sanctions Executive.